Regulatory Compliance

Helping you Navigate the Sea of Regulatory Compliance

We know that every industry has different regulatory compliance risks and challenges, but in today’s economy, the pressure and responsibilities for financial institutions is higher than ever before. Navigating the sea of regulatory compliance can be challenging, which is why you need the right team of professionals to keep you up to speed.

While you may already have an established team in-house to manage compliance regulations, you are often asked to meet requirements before you have been given time to adequately prepare. Without the right resources in place, it can be a challenge to meet your regulatory compliance obligations and, more importantly, to understand the implications that these regulations will have on your business.

Accredited Professionals for your Compliance Management Needs

At PKM, our compliance management professionals bring a depth of knowledge and experience to the table that is centered on delivering meaningful value to our clients and their organizations. Our team is comprised of personnel with a wide range of relevant certifications that are among the highest in the industry, including: Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA), Certified Third Party Risk Professional (CTPRP) and Certified Information Systems Security Professional (CISSP).

These individuals have spent the bulk of their careers working with financial institutions and many have served as regulators. Because our professionals have sat on both sides of the table and gained insight into best practices from leaders in the industry, you can be sure that you are meeting all required compliance regulations in a timely and efficient manner.

Our regulatory solutions include: