Risk

Risk

Regulatory Support

Regulatory Compliance Support

Regulatory compliance requirements are not going away any time soon. While some may be modified from time to time, new and more complex requirements are constantly arising. That’s why proactive management of your institution’s regulatory interactions and examinations is essential for the compliant operation of your institution.

When we provide regulatory compliance support, our professionals provide advice to management in advance of examinations, help establish effective governance processes, educate the Board of Directors and help to ensure compliance with enforcement actions and Matters Requiring Board Attention (MRBAs).

Regulatory Compliance Consulting from Industry Experts

Our first-hand experience in the regulatory arena enables us to offer insights into the compliance process that can deliver meaningful value to your operations. We’re sensitive to the fact that fulfilling regulatory requirements is time consuming. And in many cases, that is what is most needed – time to review routine compliance disclosures, time to craft and time to train your staff.

Our regulatory support packages include everything from examination preparation and management, board and executive training, and enforcement-action compliance support to MRBA Remediation and due diligence reviews. Whether you have an in-house compliance staff that needs additional support or you don’t have a dedicated compliance team, PKM has a flexible mix of resources to meet your needs and budget.