Risk

Regulatory Compliance

Accredited Professionals for Your BSA and AML Compliance Needs

One of the main pillars of an effective Bank Secrecy Act (BSA) or Anti-Money Laundering (AML) compliance program is the requirement that the program be regularly tested by a knowledgeable, independent party. At PKM, our expertise in anti-money laundering regulations has established BSA and AML compliance as a key component of our firm’s risk advisory practice.

We work with dozens of financial institutions by providing them with independent BSA/AML audits. Our clients range from small institutions with non-complex BSA/AML profiles to larger organizations servicing countless money service business (MSB) clients. Our CAMS-certified professionals have extensive training and experience in BSA/AML audits. With PKM on your side, you earn a high degree of credibility with regulators when it matters most.

The BSA/AML Compliance Process

Our planning process incorporates establishing or reviewing your institution’s BSA/AML risk profile to help determine the scope of our testing with respect to your products, services and transactions. We stay abreast of current issues impacting the BSA/AML world, always testing your program against current and approaching regulatory requirements.

We know it’s not just about the BSA/AML audit – it’s about building a partnership that has your success in mind. When you work with PKM on a BSA/AML audit, you don’t get a firm that just checks the boxes. We go above and beyond to advise you on ways to make your BSA/AML compliance programs more effective, more efficient and more valuable to your institution’s operations in the long run.

PKM Contact

Sonny MacArthur

Risk Advisory Partner

Read Bio Read Bio Send Email smacarthur@pkm.com Phone Number 404-420-5631 Connect on LinkedIn Connect

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