Pre-Examination Checklist for Financial Institutions
As a financial institution in today’s environment, you may find yourself overwhelmed by the seemingly endless exams mandated by the various regulatory agencies. Interestingly enough, the “dreaded” exam process should not be something that is feared. In fact, if you can learn to approach examinations with a view toward making your business better, the process will become much less painful and much more rewarding.
It is important that your institution establishes a culture of regulatory readiness to help ensure you make the most of the exam process and perhaps even gain a competitive advantage. We have designed a pre-examination checklist that focuses on all of the things you institution should be thinking about before the examiners even step through your door.
Is your financial institution about to be examined? This checklist resource is a smart way to prepare.